Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Sindler is a financial advisor with Hightower Securities, LLC in Chicago, IL. Stephanie has been in the industry since September 10, 2011. Previously, Stephanie worked at J.P. MORGAN SECURITIES LLC, FIRST REPUBLIC SECURITIES COMPANY, LLC, NEUBERGER BERMAN BD LLC, KAPITALL GENERATION, LLC, SANDERS MORRIS HARRIS INC., and MORGAN STANLEY SMITH BARNEY. Stephanie is licensed in New York and holds the Series 66, Series 7, and Series 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
02/07/2024 - Present
Hightower Securities, LLC (CHICAGO IL)
NY
09/29/2023 - 02/03/2024
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/19/2018 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (NEW YORK NY)
NY
02/23/2015 - 09/18/2018
NEUBERGER BERMAN BD LLC (NEW YORK NY)
TX
01/24/2014 - 03/04/2015
KAPITALL GENERATION, LLC (AUSTIN TX)
NJ
06/04/2012 - 01/22/2014
SANDERS MORRIS HARRIS INC. (SADDLE BROOK NJ)
NJ
08/22/2011 - 05/16/2012
MORGAN STANLEY SMITH BARNEY (FLORHAM PARK NJ)
BOTH
Issued 09/24/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Stephanie Sindler is the right advisor for you? Invested Better is here to help.
