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Stephanie Simolari

Northwestern Mutual Investment Services, LLC

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About Stephanie Simolari

Stephanie Simolari is a financial advisor with Northwestern Mutual Investment Services, LLC. Stephanie has been in the financial industry since 2002 and has a strong track record of helping clients achieve their financial goals. Stephanie holds Series 6, 7, 9, 10, 63, and SIE licenses and is registered to conduct business in 51 states. Stephanie is dedicated to providing her clients with personalized financial advice and helping them make informed decisions about their investments.

Firm Information

Stephanie Simolari is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Stephanie Simolari’s Registration & Firm History

MA

09/30/2008 - Present

Northwestern Mutual Investment Services, LLC (BOSTON MA)

MA

03/18/2005 - 04/02/2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BOSTON MA)

MA

04/23/2002 - 04/07/2003

LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 06/10/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/11/2018

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/24/2018

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/2018

Series 7 - General Securities Representative Examination

BC

Issued 04/22/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie Simolari.
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