Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Sanders Bowker is a financial advisor with over 15 years of experience in the industry. Stephanie is currently registered with Smbc Nikko Securities America, Inc. in New York, NY. Stephanie has previously worked at Citigroup Global Markets Inc., where she held a position as a registered representative. Stephanie holds several licenses, including Series 7, Series 24, and Series 63. Stephanie is registered to provide securities-related services in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/04/2020 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
10/25/2007 - 02/21/2020
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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