Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Mullenax is an active Registered Representative and Investment Adviser Representative in South Carolina. Stephanie has been in the industry since December 2004 and has worked with LPL Financial LLC since January 2018. Stephanie has held several prior positions with various firms including Investment Financial Corporation, Investment Centers of America, Inc., SII Investments, Inc., National Planning Corporation, Jackson National Life Distributors LLC, Center Street Securities, Inc., and Linsco/Private Ledger Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
09/13/2023 - Present
LPL Financial LLC (FORT MILL SC)
WI
03/02/2017 - 01/12/2018
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
03/02/2017 - 01/12/2018
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
WI
03/02/2017 - 01/12/2018
SII INVESTMENTS, INC. (APPLETON WI)
TN
03/02/2017 - 01/10/2018
NATIONAL PLANNING CORPORATION (Franklin TN)
TN
08/25/2016 - 03/03/2017
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
TN
06/15/2012 - 08/22/2016
CENTER STREET SECURITIES, INC. (NASHVILLE TN)
TN
12/12/2005 - 06/26/2012
LPL FINANCIAL LLC (MURFREESBORO TN)
SC
08/03/2004 - 08/04/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IA
Issued 04/13/2017
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/16/2018
Series 4 - Registered Options Principal Examination
BC
Issued 11/13/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/04/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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