Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Emmi is a financial advisor currently registered with Raymond James Financial Services, Inc. Stephanie has been in the industry since 2019. She holds Series 6, 7, and 63 securities licenses and is registered in Connecticut and Massachusetts. Stephanie previously worked at KEY INVESTMENT SERVICES LLC and CITIZENS SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/16/2022 - Present
Raymond James Financial Services, Inc. (Middletown CT)
CT
01/19/2021 - 05/27/2022
KEY INVESTMENT SERVICES LLC (S WINDSOR CT)
CT
10/29/2018 - 02/03/2020
CITIZENS SECURITIES, INC. (EAST HAMPTON CT)
BC
Issued 12/10/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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