Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Riesner Gumm is a financial advisor with Commonwealth Financial Network, an investment firm based in Waltham, MA. Stephanie has been in the industry since 2013, and has a strong track record of success in helping clients achieve their financial goals. Stephanie is registered to provide investment advice in 10 states. Stephanie has a wide range of experience in financial planning, investment management, and insurance. She is committed to providing her clients with personalized service and tailored advice to meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
08/12/2021 - Present
Commonwealth Financial Network (Reston VA)
VA
07/16/2018 - 08/17/2021
MML INVESTORS SERVICES, LLC (VIENNA VA)
MD
01/30/2013 - 12/13/2017
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (GAITHERSBURG MD)
BC
Issued 08/21/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/02/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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