Unclaimed
Stephanie Renee Hughes is a registered investment advisor representative with Cetera Investment Advisers LLC. Stephanie has been in the industry for more than 8 years, with previous experience at Securian Financial Services, Inc. Stephanie holds Series 63, 65, 7, and SIE licenses and is licensed in Arizona, California, Georgia, and Virginia. Stephanie is also a licensed real estate broker in California, providing real estate consulting services to individuals. Stephanie has a special focus on the needs of high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/10/2023 - Present
Cetera Investment Advisers LLC (SAN DIEGO CA)
CA
12/24/2015 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (San Diego CA)
IA
Issued 6/1/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/3/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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