Unclaimed
Stephanie Rae Pelikan is a financial advisor who has been in the industry since November 12, 2017. Stephanie is currently registered with Transamerica Capital, Inc. and has been registered with the firm since September 14, 2023. Stephanie has previously worked with Prudential Annuities Distributors, Inc, PRUCO SECURITIES, LLC. and AXA ADVISORS, LLC. Stephanie is licensed in Colorado, Idaho, Oregon, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
09/14/2023 - Present
Transamerica Capital, Inc. (DENVER CO)
CT
04/01/2020 - 01/31/2023
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CT
03/13/2019 - 04/01/2020
PRUCO SECURITIES, LLC. (Hartford CT)
TX
03/04/2017 - 02/11/2019
AXA ADVISORS, LLC (HOUSTON TX)
BC
Issued 03/30/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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