Invested Better
Unclaimed

Unclaimed

Unclaimed

Stephanie Rae Pelikan

Transamerica Capital, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Stephanie? Claim Your Profile

About Stephanie Rae Pelikan

Stephanie Rae Pelikan is a financial advisor who has been in the industry since November 12, 2017. Stephanie is currently registered with Transamerica Capital, Inc. and has been registered with the firm since September 14, 2023. Stephanie has previously worked with Prudential Annuities Distributors, Inc, PRUCO SECURITIES, LLC. and AXA ADVISORS, LLC. Stephanie is licensed in Colorado, Idaho, Oregon, Texas and Utah.

Firm Information

Stephanie Pelikan is currently registered with Transamerica Capital, Inc.. Transamerica Capital, Inc. is a Corporation formed on March 14, 1977 and approved in 53 states and the SEC. The firm is registered to provide investment advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

140

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Stephanie Pelikan’s Registration & Firm History

CO

09/14/2023 - Present

Transamerica Capital, Inc. (DENVER CO)

CT

04/01/2020 - 01/31/2023

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

CT

03/13/2019 - 04/01/2020

PRUCO SECURITIES, LLC. (Hartford CT)

TX

03/04/2017 - 02/11/2019

AXA ADVISORS, LLC (HOUSTON TX)

Not sure if Stephanie Rae Pelikan is right for you?

Licenses & Designations

BC

Issued 03/30/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie Rae Pelikan.
Not sure if Stephanie Rae Pelikan is right for you?