Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Rae Gallegos is a financial advisor currently working for Commonwealth Financial Network. Stephanie has been in the financial services industry since 2000 and holds both Series 63 and 66 licenses. Stephanie specializes in serving individuals, corporations, insurance companies, high net worth individuals, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Stephanie has worked for multiple firms over her career, including LINSCO/PRIVATE LEDGER CORP., CHARLES SCHWAB & CO., INC., RAYMOND JAMES FINANCIAL SERVICES, INC., NFP SECURITIES, INC. and COMMONWEALTH FINANCIAL NETWORK.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
06/25/2018 - Present
Commonwealth Financial Network (Braintree MA)
MA
08/19/2013 - 06/30/2016
COMMONWEALTH FINANCIAL NETWORK (BURLINGTON MA)
MA
09/28/2010 - 08/21/2013
NFP SECURITIES, INC. (NORWELL MA)
MA
02/09/2010 - 07/29/2010
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
MA
04/29/2005 - 01/25/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (BOSTON MA)
SC
04/16/2003 - 05/03/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
SC
04/24/2002 - 03/28/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
TX
06/16/2000 - 04/02/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 02/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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