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Stephanie R Rong

Nomura Securities International, Inc.

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About Stephanie R Rong

Stephanie Rong is a registered representative with Nomura Securities International, Inc. She is licensed to provide investment advice in all 50 states, the District of Columbia, and Puerto Rico. Stephanie has been in the financial services industry since 2005 and has a diverse background in research and investment management. She holds Series 7, 7TO, 63, 86, and 87 licenses, and has a wealth of experience in providing research-related services to clients. Stephanie is committed to providing her clients with the highest level of service and expertise.

Firm Information

Stephanie Rong is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Stephanie Rong’s Registration & Firm History

CA

05/10/2024 - Present

Nomura Securities International, Inc. (SAN FRANCISCO CA)

NY

11/23/2005 - 03/13/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/19/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/2024

Series 7TO - General Securities Representative Examination

BC

Issued 04/11/2024

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/2006

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 02/17/2006

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/22/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephanie R Rong.
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