Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Johnson is a financial advisor with Ares Management Capital Markets LLC, a broker-dealer firm. Stephanie has been in the financial services industry since August 2016, when she joined Credit Suisse Securities (USA) LLC. Stephanie holds the Series 63, Series 7, and Series 24 licenses. She is registered with the Financial Industry Regulatory Authority (FINRA) and the state of New York. Stephanie's main area of expertise is in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/27/2018 - Present
Ares Management Capital Markets LLC (NEW YORK NY)
NY
08/09/2016 - 06/25/2018
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/13/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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