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Stephanie Putnam

Nylife Securities LLC

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About Stephanie Putnam

Stephanie Putnam is a financial advisor with over 16 years of experience in the financial services industry. Stephanie Putnam is currently registered with Nylife Securities LLC and is licensed to sell securities in Texas. Stephanie Putnam has held previous positions with First Command Brokerage Services, Inc., USAA Financial Advisors, Inc., USAA Investment Management Company, and Ameriprise Financial Services, Inc.

Firm Information

Stephanie Putnam is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephanie Putnam’s Registration & Firm History

NY

06/23/2022 - Present

Nylife Securities LLC (NEW YORK NY)

TX

11/25/2019 - 04/04/2022

FIRST COMMAND BROKERAGE SERVICES, INC. (FORT WORTH TX)

TX

09/21/2007 - 11/19/2019

USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)

TX

05/08/2007 - 11/19/2019

USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)

TX

07/14/2006 - 04/17/2007

AMERIPRISE FINANCIAL SERVICES, INC. (AUSTIN TX)

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Licenses & Designations

BOTH

Issued 07/31/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/05/2020

Series 53 - Municipal Securities Principal Examination

BC

Issued 09/20/2019

Series 4 - Registered Options Principal Examination

BC

Issued 09/26/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/13/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie Putnam.
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