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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Polen is a financial advisor with Wealthpenn.comllc. Stephanie has been in the industry since 1995. Stephanie is registered with the state of Ohio and Texas. Stephanie has a series 7, 63, and 66 license. Stephanie has experience with corporations or other businesses, high net worth individuals, charitable organizations, individuals other than high net worth, insurance companies, and investment companies. Stephanie specializes in financial planning, pension consulting, portfolio management, and asset allocation advice. Stephanie previously worked at Morgan Stanley & Co., Incorporated, Morgan Stanley DW INC., UBS PaineWebber INC., and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
08/22/2016 - Present
Wealthpenn.comllc (Cincinnati OH)
OH
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CINCINNATI OH)
OH
01/01/2005 - 04/02/2007
MORGAN STANLEY DW INC. (CINCINNATI OH)
NJ
11/24/1998 - 10/09/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
11/27/1992 - 10/27/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 9/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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