Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Phillips is a financial professional with over 40 years of experience in the securities industry. Stephanie is currently a registered representative with Wilmington Capital Securities, LLC, where she has been employed since July 2015. Prior to this role, Stephanie held positions at several other firms, including Martel Capital, LLC, Forefront Capital Markets LLC, Paulson Investment Company, Inc., and Weatherly Securities Corporation. Stephanie holds licenses in various states and has passed multiple securities exams including Series 63, Series 7, Series 24, and Series 79. Stephanie provides financial planning and portfolio management services for individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/28/2015 - Present
Wilmington Capital Securities, LLC (New York NY)
NY
01/19/2017 - 11/22/2017
MARTEL CAPITAL, LLC (NEW YORK NY)
NY
04/10/2012 - 08/11/2015
FOREFRONT CAPITAL MARKETS LLC (NEW YORK NY)
NY
08/15/2002 - 04/09/2012
PAULSON INVESTMENT COMPANY, INC. (NEW YORK NY)
NY
08/26/1999 - 09/06/2002
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
NY
01/07/1992 - 09/02/1999
FAB SECURITIES OF AMERICA, INC. (NEW YORK NY)
NJ
12/24/1987 - 01/06/1992
BAIRD, PATRICK & CO., INC. (FAIRFIELD NJ)
NA
11/04/1985 - 12/15/1987
STEINBERG & LYMAN
NA
02/21/1985 - 11/08/1985
BROADCHILD SECURITIES CORP.
NA
12/10/1983 - 12/27/1984
BUCKINGHAM SECURITIES, LTD.
NA
05/19/1983 - 11/14/1983
GILFORD SECURITIES INCORPORATED
NA
01/22/1982 - 11/17/1982
HERZFELD & STERN
NA
11/02/1981 - 01/15/1982
ROONEY, PACE INC.
NA
06/23/1981 - 09/12/1981
JOHN MUIR & CO.
BC
Issued 12/13/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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