Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Mumford is a registered representative with T. Rowe Price Investment Services, Inc. Stephanie has been in the financial services industry for over 15 years. Stephanie is licensed in Maryland and holds the Series 4, 7, 14, 24, 52TO, 53, and 63 licenses. Stephanie has extensive experience in providing investment advice to individual and institutional clients. Previously, Stephanie worked for LINSCO/PRIVATE LEDGER CORP. and Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
10/14/2013 - Present
T. Rowe Price Investment Services, Inc. (Owings Mills MD)
SC
10/19/1998 - 05/21/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
PA
06/14/1996 - 09/21/1998
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 07/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/02/1997
Series 4 - Registered Options Principal Examination
BC
Issued 04/15/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/05/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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