Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Patrice Smith is a registered representative with Blackrock Investments, LLC. Stephanie is currently registered with FINRA and is approved in 53 states. Stephanie has been in the securities industry since October 28, 2002. Stephanie has passed the Series 7, Series 63, Series 24, SIE and Series 99TO exams. Stephanie's previous employment included Goldman Sachs & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/18/2021 - Present
Blackrock Investments, LLC (NEW YORK NY)
NY
05/21/2002 - 03/09/2021
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 03/07/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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