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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Palma Aragon is an investment advisor representative currently associated with Robert W. Baird & Co. Inc.. Stephanie has been in the industry since 2015. Stephanie holds the Series 7, Series 63, and Series 66 licenses as well as the SIE exam designation. Stephanie has experience with a range of financial products including mutual funds, variable annuities, life insurance, fixed annuities, and retirement planning. Stephanie specializes in investments for high net worth individuals and families. Stephanie also has experience working with institutional clients, including corporations and charitable organizations. Prior to joining Baird, Stephanie worked at Morgan Stanley and TD Ameritrade.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CO
02/25/2019 - Present
Robert W. Baird & Co. Inc. (DENVER CO)
CO
04/17/2018 - 02/22/2019
MORGAN STANLEY (BOULDER CO)
NE
02/26/2018 - 04/09/2018
TD AMERITRADE, INC. (OMAHA NE)
CO
10/06/2015 - 02/26/2018
SCOTTRADE, INC. (WESTMINSTER CO)
BOTH
Issued 11/21/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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