Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Brown is a financial advisor with over 10 years of experience in the financial services industry. Stephanie is currently registered with Charles Schwab & Co., Inc. and is licensed to provide investment advice in 38 states. Prior to joining Charles Schwab, Stephanie worked as an advisor with CETERA Advisors LLC for over 4 years. Stephanie holds the Series 66, Series 7, and Series 9 licenses. She is also a Registered Representative and Investment Advisor Representative for Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
DE
10/29/2018 - Present
Charles Schwab & CO., Inc. (Rehoboth Beach DE)
MD
03/31/2014 - 10/01/2018
CETERA ADVISORS LLC (SALISBURY MD)
BOTH
Issued 12/23/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/4/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/31/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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