Unclaimed
Stephanie Osterhus is a financial advisor with Lazard Asset Management Securities LLC. Stephanie has been in the financial services industry since 1987. Stephanie has a variety of licenses including Series 3, 7, 63, 72, and SIE. Stephanie is registered with the Financial Industry Regulatory Authority (FINRA) and is a registered securities professional in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/12/2007 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
08/10/1987 - 11/02/2006
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 01/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1988
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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