Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Noreen Richman is a financial advisor with over 25 years of experience in the financial industry. She is currently registered with EP Wealth Advisors and has a strong background in investment management, financial planning, and retirement planning. Stephanie has been recognized as a Certified Financial Planner and has a deep understanding of the financial needs of individuals, families, and businesses. She is committed to providing personalized and comprehensive financial advice to help clients achieve their financial goals. Stephanie has held previous positions with Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc., where she gained valuable experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan advisory services & tax preparation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/01/2025 - Present
EP Wealth Advisors (TORRANCE CA)
CA
05/28/2004 - 07/12/2017
FIDELITY BROKERAGE SERVICES LLC (PALO ALTO CA)
RI
10/21/1999 - 05/27/2004
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
10/21/1993 - 10/21/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
04/30/1990 - 06/12/1992
SMITH NEW COURT, INC. (NEW YORK NY)
IA
Issued 08/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/03/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/12/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
BC
Issued 04/07/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Stephanie Richman is the right advisor for you? Invested Better is here to help.
