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Stephanie Nicole Prince

AQR Investments, LLC

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About Stephanie Nicole Prince

Stephanie Nicole Prince is a financial advisor with AQR Investments, LLC. Stephanie has been in the industry since 2015. Stephanie holds the Series 7, Series 24 and SIE licenses. Stephanie has previously worked at VAN ECK SECURITIES CORPORATION, ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC, MORGAN STANLEY & CO., INCORPORATED, MORGAN STANLEY DISTRIBUTION, INC., MORGAN STANLEY DISTRIBUTORS INC., VAN KAMPEN FUNDS INC., and MORGAN STANLEY DW INC.

Firm Information

Stephanie Prince is currently registered with AQR Investments, LLC. AQR Investments, LLC is a Limited Liability Company formed in March 2017. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

54

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephanie Prince’s Registration & Firm History

CT

05/23/2022 - Present

AQR Investments, LLC (Greenwich CT)

NY

01/17/2019 - 05/10/2022

VAN ECK SECURITIES CORPORATION (NEW YORK NY)

NY

08/23/2007 - 12/16/2008

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

NY

09/14/2004 - 05/23/2006

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

09/14/2004 - 05/23/2006

MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)

NY

09/14/2004 - 05/23/2006

MORGAN STANLEY DISTRIBUTORS INC. (NEW YORK NY)

TX

09/14/2004 - 05/23/2006

VAN KAMPEN FUNDS INC. (HOUSTON TX)

NY

05/26/2004 - 05/22/2006

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 04/18/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/18/2019

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/2019

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie Nicole Prince.
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