Unclaimed
Stephanie Griffin is a financial advisor with Barclays Capital Inc. based in New York, NY. Stephanie has been in the industry since 2004 and has worked at several other firms including Needham & Company, LLC, Citadel Securities LLC and J.P. Morgan Securities Inc. Stephanie is licensed to conduct business in the New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/07/2017 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
02/09/2012 - 09/05/2017
NEEDHAM & COMPANY, LLC (NEW YORK NY)
NY
09/15/2010 - 08/12/2011
CITADEL SECURITIES LLC (NEW YORK NY)
NY
10/01/2008 - 04/23/2010
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/03/2003 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 08/27/2003
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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