Unclaimed
Stephanie Higginbotham is a financial advisor associated with Avantax Advisory Services. Stephanie holds the Series 66 and Series 7 licenses. Stephanie also holds the SIE license. Stephanie has been a financial advisor since June 29, 2006. Prior to joining Avantax Advisory Services, Stephanie was associated with 1st Global Capital Corp.. Stephanie also has a history with DARNALL, SIKES & FREDERICK CPAS, Avantax Investment Services, Inc., Avantax Insurance Agency and/or Avantax Insurance Services, and DARNALL, SIKES, GARDES & FREDERICK.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
LA
10/25/2019 - Present
Avantax Advisory Services (LAFAYETTE, LA, USA, LA)
LA
06/29/2006 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (LAFAYETTE LA)
BOTH
Issued 08/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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