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Stephanie Michelle Applegate

Vanguard Marketing Corp.

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About Stephanie Michelle Applegate

Stephanie Applegate is a registered representative with Vanguard Marketing Corp. Stephanie has been in the securities industry since June 24, 2011. She holds the Series 6, 7 and 63 licenses as well as the SIE. Stephanie is registered in Pennsylvania.

Firm Information

Stephanie Applegate is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephanie Applegate’s Registration & Firm History

PA

06/24/2011 - Present

Vanguard Marketing Corp. (MALVERN PA)

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Licenses & Designations

BC

Issued 07/05/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/2014

Series 7 - General Securities Representative Examination

BC

Issued 06/23/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie Michelle Applegate.
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