Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Wei is a financial advisor with over 20 years of experience in the industry. Stephanie is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed to provide investment advisory services in California. Stephanie has a diverse background in financial services, with previous experience at Wells Fargo Securities, LLC, North Capital Private Securities Corporation, and MCG Securities LLC. Stephanie holds multiple industry licenses, including Series 7, 24, 63, 65, 79TO, 99TO, and SIE. Stephanie focuses on portfolio management for businesses and individuals. Stephanie is also a licensed Real Estate Broker and owns rental property in Sonoma, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/12/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PALO ALTO CA)
PA
01/04/2022 - 04/12/2022
MCG SECURITIES LLC (WAYNE PA)
UT
11/02/2020 - 05/25/2021
NORTH CAPITAL PRIVATE SECURITIES CORPORATION (SALT LAKE CITY UT)
CA
11/13/2009 - 12/04/2018
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
CA
12/19/2008 - 11/18/2009
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
04/23/2008 - 12/22/2008
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (SAN FRANCISCO CA)
CA
05/02/2001 - 04/23/2008
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
12/22/1999 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
IA
Issued 04/11/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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