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Stephanie Matthews Mitzel

ST. Bernard Financial Services, Inc.

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About Stephanie Matthews Mitzel

Stephanie Mitzel has been in the financial services industry since February 28, 2002. Currently, Stephanie Mitzel is registered with St. Bernard Financial Services, Inc. as a Registered Representative and Investment Adviser Representative. Prior to joining this firm, Stephanie Mitzel was also registered with First Allied Securities, Inc.; Capital Investment Group, Inc.; BBVA Compass Investment Solutions, Inc.; Chase Investment Services Corp.; and Banc One Securities Corporation.

Firm Information

Stephanie Mitzel is currently registered with ST. Bernard Financial Services, Inc.. ST. Bernard Financial Services, Inc. is a Corporation that was formed on March 24, 1994, and is headquartered in RUSSELLVILLE, AR. The firm provides investment advisory services to individuals and businesses. They specialize in portfolio management and offer educational seminars. They are registered with the SEC and in 46 states. ST. Bernard Financial Services, Inc. manages approximately $130,472,570 in regulatory assets for 841 clients.
ST. Bernard Financial Services, Inc.

1609 WEST MAIN ST

RUSSELLVILLE, AR 72801

$130.47M

Assets Under Management

Not reported

Total Clients

96

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephanie Mitzel’s Registration & Firm History

AR

09/06/2019 - Present

ST. Bernard Financial Services, Inc. (RUSSELLVILLE AR)

AZ

06/18/2014 - 05/01/2019

FIRST ALLIED SECURITIES, INC. (PHOENIX AZ)

AZ

10/09/2012 - 06/13/2014

CAPITAL INVESTMENT GROUP, INC. (SCOTTSDALE AZ)

AZ

11/20/2006 - 07/27/2012

BBVA COMPASS INVESTMENT SOLUTIONS, INC (SCOTTSDALE AZ)

AZ

07/06/2005 - 11/15/2006

CHASE INVESTMENT SERVICES CORP. (SCOTTSDALE AZ)

IL

08/14/2001 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

IA

Issued 06/21/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/22/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/2007

Series 7 - General Securities Representative Examination

BC

Issued 08/13/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Stephanie Matthews Mitzel. Review regulatory record here.
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