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Stephanie Marie Pellati

Hightower Securities, LLC

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About Stephanie Marie Pellati

Stephanie Marie Pellati is a financial advisor with Hightower Securities, LLC. Stephanie has been in the financial services industry since December 15, 2009. She is registered with the state of Illinois and holds the Series 63, Series 7 and SIE licenses. Stephanie's previous experience includes working at Quick Stock LLC and SG Cowen Securities Corporation.

Firm Information

Stephanie Pellati is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephanie Pellati’s Registration & Firm History

IL

09/30/2010 - Present

Hightower Securities, LLC (CHICAGO IL)

IL

01/04/2002 - 04/04/2002

QUICK STOCK LLC (CHICAGO IL)

NY

07/09/1999 - 01/21/2000

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/14/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie Marie Pellati.
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