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Stephanie Marie Otero-santiago

Equitable Distributors, LLC

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About Stephanie Marie Otero-santiago

Stephanie Marie Otero-santiago is a financial advisor with Equitable Distributors, LLC. Stephanie is registered to provide investment advice in Puerto Rico. Stephanie is Series 6 and SIE licensed. Prior to joining Equitable Distributors, LLC, Stephanie worked at Equitable Advisors, LLC. Stephanie has been in the financial industry since July 2017.

Firm Information

Stephanie Otero-santiago is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephanie Otero-santiago’s Registration & Firm History

NC

08/02/2024 - Present

Equitable Distributors, LLC (Charlotte NC)

PR

07/13/2017 - 07/23/2024

EQUITABLE ADVISORS, LLC (SAN JUAN PR)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/13/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie Marie Otero-santiago.
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