Unclaimed
Stephanie Harrell is a financial professional with over 10 years of experience in the industry. Stephanie is currently registered with Wells Fargo Securities, LLC and has a Series 63, Series 79, SIE, and Series 24 licenses. She is registered in Texas. Stephanie has a history of working with clients in the Houston area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
03/28/2018 - Present
Wells Fargo Securities, LLC (HOUSTON TX)
TX
03/18/2013 - 05/04/2016
WELLS FARGO SECURITIES, LLC (HOUSTON TX)
BC
Issued 01/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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