Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Catalano is a financial advisor with Prudential Investment Management Services LLC. Stephanie has been in the financial services industry since 2007. She is registered with FINRA and holds a Series 6, 7, 24, 63, and 66 license. Stephanie is currently registered to sell securities in 52 states. Stephanie has prior experience with PFS INVESTMENTS INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and TOWER SQUARE SECURITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
08/02/2016 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
PA
04/21/2015 - 12/31/2015
PFS INVESTMENTS INC. (SOUDERTON PA)
NY
10/07/2004 - 05/21/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
11/06/2003 - 06/08/2004
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
BC
Issued 05/01/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/15/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/09/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2018
Series 7 - General Securities Representative Examination
BC
Issued 04/21/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Stephanie Catalano is the right advisor for you? Invested Better is here to help.
