Invested Better
Unclaimed

Unclaimed

Unclaimed

Stephanie M Gorski

SG Americas Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Stephanie? Claim Your Profile

About Stephanie M Gorski

Stephanie Gorski is a financial professional with experience in the securities industry. Stephanie is currently registered with SG Americas Securities, LLC. Prior to this, Stephanie worked at SANFORD C. BERNSTEIN & CO., LLC. Stephanie has passed the Series 63, Series 79TO, Series 7TO, and SIE exams.

Firm Information

Stephanie Gorski is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Stephanie Gorski’s Registration & Firm History

NY

08/27/2021 - Present

SG Americas Securities, LLC (NEW YORK NY)

IL

12/22/2020 - 08/20/2021

SANFORD C. BERNSTEIN & CO., LLC (CHICAGO IL)

Not sure if Stephanie M Gorski is right for you?

Licenses & Designations

BC

Issued 02/02/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/08/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 12/21/2020

Series 7TO - General Securities Representative Examination

BC

Issued 09/03/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephanie M Gorski.
Not sure if Stephanie M Gorski is right for you?