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Stephanie Lynn Miller

Pruco Securities, LLC

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About Stephanie Lynn Miller

Stephanie Lynn Miller is a registered investment advisor with Pruco Securities, LLC. Stephanie has been in the industry since 2016 and is licensed in Missouri and Georgia. Stephanie Miller holds the Series 6, 7TO, 63, 24, 26, and 65 licenses and is affiliated with Pruco Securities, LLC, a firm that provides financial services to a wide range of clients, including high-net-worth individuals, corporations, and trusts. Stephanie Miller can offer a variety of investment advisory services to clients, including portfolio management and selection of other advisers.

Firm Information

Stephanie Miller is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Stephanie Miller’s Registration & Firm History

MO

04/07/2017 - Present

Pruco Securities, LLC (St. Louis MO)

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Licenses & Designations

IA

Issued 03/17/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/27/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/06/2020

Series 24 - General Securities Principal Examination

BC

Issued 03/27/2019

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 12/03/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie Lynn Miller.
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