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Stephanie Lynn Little

Cambridge Investment Research, Inc.

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About Stephanie Lynn Little

Stephanie Lynn Little is a financial professional with Cambridge Investment Research, Inc.. Stephanie has been in the financial industry since December 31, 2018. Stephanie holds the Series 7 and SIE licenses. Stephanie's office is located at 1776 PLEASANT PLAIN RD, FAIRFIELD, IA 52556-8757.

Firm Information

Stephanie Little is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephanie Little’s Registration & Firm History

IA

01/01/2019 - Present

Cambridge Investment Research, Inc. (FAIRFIELD IA)

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Licenses & Designations

BC

Issued 01/03/2019

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 6 public disclosures for Stephanie Lynn Little. Review regulatory record here.
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