Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Lynn Hepp is an active investment advisor representative, registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Stephanie Hepp has been in the industry since 2007 and has held previous positions at Wells Fargo Advisors, LLC, Stifel, Nicolaus & Company, Incorporated, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Stephanie Hepp has a series of certifications including the Series 66, Series 7 and SIE exams. In addition to being registered in California, Stephanie Hepp is also registered in Texas and is active in numerous other states. Stephanie Hepp provides a range of services including Portfolio Management for Individuals, Portfolio Management for Businesses and Portfolio Management for Investment Companies. Stephanie Hepp also offers a number of services related to pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/22/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PLEASANTON CA)
CA
11/20/2013 - 03/29/2016
WELLS FARGO ADVISORS, LLC (SAN LEANDRO CA)
CA
01/10/2012 - 12/18/2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED (WALNUT CREEK CA)
CA
06/01/2009 - 08/27/2010
MORGAN STANLEY SMITH BARNEY (OAKLAND CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (OAKLAND CA)
CA
08/23/2005 - 04/02/2007
MORGAN STANLEY DW INC. (HAYWARD CA)
BOTH
Issued 01/24/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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