Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Bolles is a financial advisor with over 20 years of experience in the financial services industry. Stephanie holds Series 6, 7, 26, 63, and 65 licenses, as well as the SIE exam, and is a Certified Financial Planner. Stephanie is currently registered with LPL Financial LLC. Prior to joining LPL Financial LLC, Stephanie was a registered representative with Securities America, Inc. Stephanie has experience providing financial advice to a variety of clients, including individuals, families, businesses, and retirement plans. Stephanie is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/27/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
IA
01/22/2013 - 12/12/2023
SECURITIES AMERICA, INC. (WEST DES MOINES IA)
IA
04/07/2010 - 01/24/2013
SECURITIES SERVICE NETWORK, INC. (VAN METER IA)
CO
08/07/2009 - 04/07/2010
SAMMONS SECURITIES COMPANY, LLC (DENVER CO)
CO
04/21/2003 - 08/10/2009
WOODBURY FINANCIAL SERVICES, INC. (COMMERCE CITY CO)
AZ
01/25/2002 - 04/22/2003
SIMMERS CAPITAL MANAGEMENT CORPORATION (PHOENIX AZ)
IA
Issued 07/05/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2010
Series 7 - General Securities Representative Examination
BC
Issued 01/24/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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