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Stephanie Luther Brandley

Mufg Securities Americas Inc.

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About Stephanie Luther Brandley

Stephanie Luther Brandley is a financial professional with over 15 years of experience in the industry. Stephanie is currently registered with and employed by Mufg Securities Americas Inc. Stephanie has a strong track record of success in providing investment advice and financial planning services to clients. Stephanie holds the Series 63, Series 24, SIE and Series 7 licenses. Stephanie is licensed in New York. Previously, Stephanie was employed by J.P. MORGAN SECURITIES LLC and J.P. MORGAN SECURITIES INC.

Firm Information

Stephanie Brandley is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephanie Brandley’s Registration & Firm History

NY

12/07/2018 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

03/10/2009 - 04/20/2016

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

02/02/2007 - 05/27/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/22/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2007

Series 24 - General Securities Principal Examination

BC

Issued 04/20/2016

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie Luther Brandley.
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