Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Louise Brown is an active investment advisor representative registered with RBC Capital Markets, LLC. Stephanie has been in the industry since November 1994 and holds the Series 7, Series 63, and Series 65 licenses. Stephanie has been with RBC Capital Markets, LLC since March 2008. Prior to that, Stephanie was employed by SALOMON SMITH BARNEY INC. in New York, New York. Stephanie's firm, RBC Capital Markets, LLC, is a large firm with more than $50 billion in assets under management. Stephanie's firm provides a wide range of investment services, including portfolio management, financial planning, and educational seminars. Stephanie's specializations include: "Service Public & Private Employee Benefit Plans, Endowment Funds, Foundations, Family Trusts & Various Capital/Operating Funds"
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
04/19/2005 - Present
RBC Capital Markets, LLC (HOUSTON TX)
NY
11/22/1994 - 09/23/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 11/15/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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