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Stephanie Lopez

Schwab Wealth Advisory, Inc.

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About Stephanie Lopez

Stephanie Lopez is a financial advisor at Schwab Wealth Advisory, Inc. with over 8 years of experience in the industry. Stephanie has a strong background in investment management and financial planning. She holds the Series 6, 7TO, and 66 licenses and the SIE exam. She is registered in Colorado and Texas. Her experience includes providing financial advice and investment management services to individuals and businesses. Stephanie is committed to helping her clients achieve their financial goals. She worked previously at J.P. Morgan Securities LLC.

Firm Information

Stephanie Lopez is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Stephanie Lopez’s Registration & Firm History

CO

11/14/2024 - Present

Schwab Wealth Advisory, Inc. (Lone Tree CO)

CO

05/24/2016 - 07/02/2024

J.P. MORGAN SECURITIES LLC (CENTENNIAL CO)

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Licenses & Designations

BOTH

Issued 01/10/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/01/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stephanie Lopez.
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