Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Leventis Diaz is a financial advisor who has been in the industry since December 2016. Stephanie is currently registered with Cetera Investment Advisers LLC in Charlotte, NC. Stephanie has previously been registered with Foresters Financial Services, Inc. and LPL Financial LLC. Stephanie holds the Series 6, 7, 24, 26, 51, and 66 securities licenses. Stephanie specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
06/19/2019 - Present
Cetera Investment Advisers LLC (CHARLOTTE NC)
NC
05/23/2019 - 06/20/2019
FORESTERS FINANCIAL SERVICES, INC. (CHARLOTTE NC)
SC
02/20/2019 - 04/23/2019
LPL FINANCIAL LLC (FORT MILL SC)
NC
11/23/2016 - 02/11/2019
FORESTERS FINANCIAL SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 12/22/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/23/2018
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/20/2017
Series 24 - General Securities Principal Examination
BC
Issued 1/25/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/6/2017
Series 7 - General Securities Representative Examination
BC
Issued 11/23/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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