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Stephanie Leigh Henning

Morgan Stanley & Co. LLC

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About Stephanie Leigh Henning

Stephanie Leigh Henning is a financial professional with over 14 years of experience in the industry. Stephanie is currently registered with Morgan Stanley & Co. LLC and has held previous roles at RBC Capital Markets, LLC. Stephanie has a strong background in securities and holds multiple industry certifications, including Series 7, Series 50, Series 52TO, and Series 79TO. Stephanie is licensed to provide financial advice in all 50 states and the District of Columbia.

Firm Information

Stephanie Henning is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephanie Henning’s Registration & Firm History

TX

04/10/2018 - Present

Morgan Stanley & Co. LLC (Dallas TX)

TX

07/31/2008 - 02/06/2018

RBC CAPITAL MARKETS, LLC (DALLAS TX)

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Licenses & Designations

BC

Issued 09/08/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/27/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/2016

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 07/30/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephanie Leigh Henning.
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