Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Krug is an investment advisor representative at Cetera Investment Advisers LLC. Stephanie has over 15 years of experience in the financial services industry. She is a Registered Representative and has a Series 66 and Series 65 license. She has also passed the SIE and Series 7 exam. Stephanie specializes in providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and charitable organizations. She has worked at several financial firms, including NYLIFE Securities LLC and Morgan Stanley Distribution, Inc. She has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (NEW YORK NY)
NY
07/12/2016 - 09/23/2019
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
11/14/2012 - 06/28/2016
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
07/24/2009 - 02/26/2013
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
NY
09/11/2008 - 05/13/2009
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
IA
Issued 07/23/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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