Unclaimed
Stephanie Leah Mears is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Stephanie has been working in the financial industry since March 2014. Stephanie is registered to offer securities in Minnesota, Missouri, New Hampshire, New York, Rhode Island, and Vermont. Stephanie has passed the Securities Industry Essentials Examination, the General Securities Representative Examination, and the Investment Company Products/Variable Contracts Representative Examination. Stephanie also holds a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NH
03/18/2014 - Present
Northwestern Mutual Investment Services, LLC (MANCHESTER NH)
BC
Issued 04/18/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2018
Series 7 - General Securities Representative Examination
BC
Issued 03/18/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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