Invested Better
Unclaimed

Unclaimed

Unclaimed

Stephanie Lawson

Sanctuary Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Stephanie? Claim Your Profile

About Stephanie Lawson

Stephanie Lawson is a financial advisor who has been in the industry since 2011. She is currently registered with Sanctuary Securities, Inc. and holds Series 7, Series 63 and SIE licenses. Stephanie has worked for Sanctuary Securities, Inc. since 2020, and previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Stephanie is registered in Louisiana, Mississippi and Texas.

Firm Information

Stephanie Lawson is currently registered with Sanctuary Securities, Inc.. Sanctuary Securities, Inc. is a corporation formed on March 7, 1978, and is registered in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has a history of regulatory events, with 19 disclosures related to such events, and has been involved in 9 arbitrations and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Stephanie Lawson’s Registration & Firm History

LA

08/20/2020 - Present

Sanctuary Securities, Inc. (Slidell LA)

LA

05/10/2011 - 08/21/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SLIDELL LA)

Not sure if Stephanie Lawson is right for you?

Licenses & Designations

BC

Issued 07/01/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/09/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie Lawson.
Not sure if Stephanie Lawson is right for you?