Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Welcing is a financial professional with over 25 years of experience in the financial industry. Stephanie is currently a registered representative with Charles Schwab & Co., Inc. and has previously been registered with several other firms including TD Ameritrade, Inc., OptionsXpress, Inc., CyberTrader, Inc., FISERV Investor Services, Inc., TradeStar Investments, Inc., and Wells Fargo Securities Inc. Stephanie holds several licenses including Series 3, Series 4, Series 7, Series 9, Series 10, Series 24, and Series 63. Stephanie offers a range of financial services, including financial planning and investment management. Stephanie's experience and expertise make her a valuable resource for individuals seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
01/14/2008 - Present
Charles Schwab & CO., Inc. (Austin TX)
NE
07/27/2021 - 07/29/2024
TD AMERITRADE, INC. (OMAHA NE)
TX
01/08/2013 - 12/31/2014
OPTIONSXPRESS, INC. (AUSTIN TX)
TX
01/13/2000 - 12/07/2007
CYBERTRADER, INC. (AUSTIN TX)
TX
06/10/1998 - 01/10/2000
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
TX
06/10/1998 - 01/07/2000
TRADESTAR INVESTMENTS,INC. (HOUSTON TX)
CA
03/02/1999 - 08/28/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
TX
02/09/1996 - 05/20/1997
BLOCK TRADING INC. (HOUSTON TX)
BC
Issued 02/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2013
Series 4 - Registered Options Principal Examination
BC
Issued 03/26/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/26/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/08/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2012
Series 3 - National Commodity Futures Examination
BC
Issued 02/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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