Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Stearns is a financial advisor with Northwestern Mutual Investment Services, LLC, located in Milwaukee, WI. Stephanie has been in the financial services industry since 2004 and has been with Northwestern Mutual Investment Services, LLC since 2011. Stephanie is a registered representative with FINRA and holds Series 6, 7, 24 and 6TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WI
03/11/2019 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
WI
09/26/2011 - 06/18/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
02/18/2004 - 02/11/2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BC
Issued 03/16/2004
Series 24 - General Securities Principal Examination
BC
Issued 03/11/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/28/2019
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/16/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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