Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Kostakis is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Stephanie has been in the industry since September 5, 2012, and has experience with Charles Schwab & Co., Inc., and J.P. Morgan Securities LLC. Stephanie holds licenses for Series 6, 7, 63 and 66. Stephanie's firm, Merrill Lynch, Pierce, Fenner & Smith Inc., is a large firm with assets under management between $10 billion and $50 billion. The firm has a broad range of client types, including high-net-worth individuals, corporations, institutions, and retirement plans. Merrill Lynch, Pierce, Fenner & Smith Inc. provides a variety of advisory services, including portfolio management for individuals and businesses, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/13/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAKE MARY FL)
FL
01/05/2015 - 04/14/2016
CHARLES SCHWAB & CO., INC. (ORLANDO FL)
FL
10/01/2012 - 01/02/2015
J.P. MORGAN SECURITIES LLC (OVIEDO FL)
FL
08/14/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (OVIEDO FL)
BOTH
Issued 06/13/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/13/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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