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Stephanie Knapp James

Allspring Funds Distributor, LLC

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About Stephanie Knapp James

Stephanie James is a registered representative with Allspring Funds Distributor, LLC, holding the Series 99TO and SIE licenses. Stephanie's professional focus is in the area of operations. Stephanie joined Allspring Funds Distributor, LLC on December 18, 2023, and is located in the Charlotte, North Carolina branch office.

Firm Information

Stephanie James is currently registered with Allspring Funds Distributor, LLC. Allspring Funds Distributor, LLC is a Limited Liability Company formed on July 9, 2004, and is registered in 53 states and the District of Columbia. The firm has an approved SEC registration and provides advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

61

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephanie James’s Registration & Firm History

NC

12/18/2023 - Present

Allspring Funds Distributor, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 12/18/2023

Series 99TO - Operations Professional Examination

BC

Issued 11/01/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie Knapp James.
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