Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Katherine Williams is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Stephanie has been in the industry since June 2016 and has a Series 66, Series 7 and SIE. Stephanie has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since October 2014 and has offices in Princeton, NJ. Stephanie's registration is active in over 40 states and territories. Stephanie has been with the firm since 2014. Merrill Lynch, Pierce, Fenner & Smith Inc. is a large firm with over $1 trillion in assets under management. The firm provides a wide range of investment products and services to individual investors, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/18/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PRINCETON NJ)
BOTH
Issued 07/10/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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