Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie King is a financial professional with over 20 years of experience in the industry. Stephanie is currently registered with Charles Schwab & Co., Inc. in Arizona, California, Kentucky and Texas. Stephanie also has previous experience with TD Ameritrade, Inc., BANC ONE SECURITIES CORPORATION, VANGUARD MARKETING CORPORATION and SIMMERS CAPITAL MANAGEMENT CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
KY
03/29/2021 - Present
Charles Schwab & CO., Inc. (Louisville KY)
NE
07/27/2021 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
IL
03/20/2003 - 11/12/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
PA
09/06/2001 - 03/12/2003
VANGUARD MARKETING CORPORATION (MALVERN PA)
PA
10/27/1999 - 06/14/2000
VANGUARD MARKETING CORPORATION (MALVERN PA)
AZ
07/30/1999 - 10/19/1999
SIMMERS CAPITAL MANAGEMENT CORPORATION (PHOENIX AZ)
BOTH
Issued 02/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2021
Series 24 - General Securities Principal Examination
BC
Issued 04/07/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/07/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/27/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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