Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Depriest is a financial advisor with UBS Financial Services Inc., based in Franklin, Tennessee. Stephanie has over 20 years of experience in the financial services industry. Stephanie holds Series 7, 9, 63 and 65 licenses, and is registered with the state of Tennessee. Stephanie has previously worked at Morgan Stanley and Morgan Stanley & Co. Incorporated. Stephanie specializes in working with individuals, corporations, charitable organizations, insurance companies, high-net-worth individuals, pension and profit-sharing plans, and state and municipal government entities. Stephanie provides a variety of financial services including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
09/06/2018 - Present
UBS Financial Services Inc. (Franklin TN)
TN
10/30/2015 - 07/31/2018
MORGAN STANLEY (KNOXVILLE TN)
TN
01/29/2009 - 10/13/2015
UBS FINANCIAL SERVICES INC. (KNOXVILLE TN)
TN
04/02/2007 - 09/03/2008
MORGAN STANLEY & CO. INCORPORATED (NASHVILLE TN)
TN
01/10/2002 - 04/02/2007
MORGAN STANLEY DW INC. (NASHVILLE TN)
NY
07/27/1999 - 12/19/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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